ComplySci is now COMPLY

COMPLY is a leading provider of compliance solutions for financial services firms. They offer a comprehensive suite of software and services designed to help firms navigate complex regulatory requirements and minimize risk. Their products and services cover a wide range of compliance areas, including employee compliance, firm compliance, registration and licensing, cybersecurity, and more.

COMPLY's team is made up of former CCOs, regulators, and lawyers, who bring a wealth of industry expertise to their clients. They offer a range of support services, including consulting, education, and ongoing support. COMPLY has a strong commitment to innovation and is constantly evolving its products and services to meet the changing needs of the financial services industry.

COMPLY provides a comprehensive suite of compliance solutions and services for financial services firms, empowering them to navigate complex regulations and mitigate risk with confidence. Their goal is to simplify compliance for firms of all sizes, from small RIAs to large investment banks, by offering a range of products and services including software, consulting, education, and support. This includes solutions for employee compliance, registration and licensing, political contributions and OBA monitoring, cybersecurity, and more.

COMPLY fosters a culture of innovation, collaboration, and expertise, emphasizing a dedication to solving client challenges and staying ahead of the evolving regulatory landscape. Their team, composed of former CCOs, regulators, and lawyers, brings a deep understanding of the industry and a commitment to providing award-winning customer service, reflected in their dedication to continuous improvement based on client feedback.